Bradley W. Carlton

SILVER KING ASSET MANAGEMENT

Arcadia, FL

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CRD#: 7165201

Professional summary

Bradley Wright Carlton, who also goes by Brad Carlton, Bradley Carlton, is a registered financial advisor currently at SILVER KING ASSET MANAGEMENT, LLC located in Arcadia, Florida.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Bradley has worked at 2 firms and has passed the Series 66, SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Carlton | Bradley Carlton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Carlton Charters; Not investment related; Arcadia, FL; Fishing Charters; Owner; Jan 2014; 10 hours/month; 0 hours during trading; Labor/Service. Ringo Ranch LLC; Not investment related; Lake Suzy, FL; Rental Property; Property Manager; Jan 2014; 10 hours/month; 0 hours during trading; Property management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Wright Carlton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

SILVER KING ASSET MANAGEMENT, LLC

RIA

CRD#: 328016

Arcadia, FL

Past

November 18, 2019 - January 10, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Punta Gorda, FL

Past

November 15, 2019 - January 10, 2024

MORGAN STANLEY

CRD#: 149777

Punta Gorda, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/15/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 10/25/2019

General Securities Representative Examination

Current Firm

SILVER KING ASSET MANAGEMENT, LLC

CRD#: 328016 / SEC#:

Florida

Registered Investment Advisory firm - (1/4/2024 Approved)

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Contact information

Main Address

Arcadia, FL

Mailing Address

Phone number

(863) 990-4167

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 7,746,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley W. Carlton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Wright Carlton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER KING ASSET MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2019

SIE

Date: 11/15/2019

Series 7TO

Date: 10/25/2019

Current Firm

SILVER KING ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SILVER KING ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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