Bruce E. Bower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Edward Bower was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1980. Bruce had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 1995 - January 14, 2016
SMC FINANCIAL, INC.
July 21, 1993 - November 27, 2018
WEALTH MANAGEMENT ADVISORS INC
January 3, 1989 - January 16, 1995
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 27, 1986 - December 31, 1988
MUTUAL SERVICE CORPORATION
August 29, 1985 - May 5, 1986
CINCINNATI ANALYSTS, INC.
August 6, 1984 - August 29, 1985
FSC SECURITIES CORPORATION
August 25, 1983 - August 21, 1984
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1980 - August 12, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 12/14/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SMC FINANCIAL, INC.
CRD#: 37373 / SEC#: , 8-47719
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
