Gloria J. Coco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gloria Jean Coco, who also goes by Gloria Angelstanford, Angel Coco, Gloria Jean- Angel Coco, Gloria Jeanangel Coco, Gloria Jean Angel Coco, Angel Stanford, Gloria Jean Stanford, Gloria Jean Angel Stanford, Gloria Joan Stanford, was a registered financial professional .
Gloria is a previously registered financial professional and started their career in finance in 1980. Gloria had worked at 15 firms and has passed the Series 63, SIE, Series 55, Series 5, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2019 - August 26, 2019
STATE FARM VP MANAGEMENT CORP.
December 2, 2011 - May 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 2011 - January 30, 2012
GPC SECURITIES, INC.
November 8, 2002 - November 21, 2011
GPC SECURITIES, INC.
May 11, 1999 - October 23, 2002
ADVANTAGE CAPITAL CORPORATION
January 7, 1999 - January 12, 1999
KEOGLER INVESTMENT ADVISORY, INC.
October 7, 1998 - May 24, 2000
SPECIALIZED INVESTMENTS DIVISION
September 17, 1998 - January 12, 1999
KEOGLER, MORGAN & COMPANY, INC.
November 2, 1995 - October 22, 2002
FSC SECURITIES CORPORATION
March 5, 1991 - August 3, 1995
WORLD FINANCIAL SERVICES, INC.
February 22, 1990 - January 22, 1991
WACHOVIA SECURITIES, INC.
October 3, 1988 - February 6, 1990
DOMINICK & DICKERMAN LLC
May 7, 1987 - October 3, 1988
DOMIK CORP.
March 12, 1986 - May 1, 1987
COMMVEST SECURITIES,INC.
July 2, 1985 - November 14, 1985
DOMIK CORP.
November 10, 1982 - October 1, 1983
JW GENESIS CLEARING CORP.
October 2, 1980 - December 6, 1982
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamSeries 5
Date: 5/4/1982
Interest Rate Options ExaminationCurrent Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
