Eddie J. Mcgee

SMITH & WYATT

Chula Vista, CA 91910

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CRD#: 7164471

Professional summary

Eddie Joe Mcgee, who also goes by Joe Mcgee, is a registered financial advisor currently at SMITH & WYATT located in Chula Vista, California.

Eddie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Eddie has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Mcgee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Toro Financial & Insurance; YES INVESTMENT RELATED; 3737 Camino Del Rio South, Suite #105 San Diego, CA 92108; INSURANCE SALES; President; START DATE 09/2017; APPROX 200 XX HRS/MONTH; APPROX 100 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES; Similar clientele

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eddie Joe Mcgee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2024 - Present

SMITH & WYATT

Office #1: 333 H Street Ste 5000 Room 533, Chula Vista, CA 91910

RIA

CRD#: 285310

Chula Vista, CA

Past

October 8, 2021 - March 20, 2024

CORECAP ADVISORS

RIA

CRD#: 158819

San Diego, CA

Past

August 8, 2019 - October 21, 2021

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

San Diego, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMITH & WYATT

DUGAN BROWN | THE WEALTH MANAGEMENT COMPANY | SMITH & WYATT | L & W FINANCIAL, LLC | FRONTIER WEALTH MANAGEMENT

CRD#: 285310 / SEC#: 801-128977

RIA

Registered Investment Advisory firm - (10/27/2023 Approved)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2019

Uniform Investment Adviser Law Examination

Current Firm

SMITH & WYATT

DUGAN BROWN | THE WEALTH MANAGEMENT COMPANY | SMITH & WYATT | L & W FINANCIAL, LLC | FRONTIER WEALTH MANAGEMENT

CRD#: 285310 / SEC#: 801-128977

RIA

Registered Investment Advisory firm - (10/27/2023 Approved)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/30/2023 Terminated)

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Contact information

Main Address

511 University Dr. E Suite 210, College Station, TX 77840

Mailing Address

Phone number

(979) 431-5440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2AB (7/28/2025)

Regulatory assets under management

Total Number of Accounts	681
AUM (Assets Under Management)	$ 158,577,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eddie J. Mcgee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eddie Joe Mcgee's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMITH & WYATT

CORECAP ADVISORS

AE WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

SMITH & WYATT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2019

Current Firm

SMITH & WYATT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMITH & WYATT

TRUST BUT VERIFY

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