BD
Benjamin T. Dickinson
SANTANDER SECURITIES LLC
Wilton, NH
Some features on this profile are disabled
CRD#: 7164381
BD
Professional summary
Benjamin T Dickinson is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Wilton, New Hampshire.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Benjamin has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sad Milk Collective, manager/owner, music collective where we release music on a patreon (which has monthly subscribers) and also assist with album releases for bands, non-investment related, start date 02/01/2021, Lowell, MA, 12 hours monthly, none during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin T Dickinson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Benjamin T Dickinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2022 - Present
SANTANDER SECURITIES LLC
Office #2: 223 Main Street, Nashua, NH 03060RIA
BD
CRD#: 41791
Wilton, NH
Current
September 25, 2019 - Present
SANTANDER SECURITIES LLC
Office #1: 223 Main Street, Nashua, NH 03060RIA
BD
CRD#: 41791
NASHUA, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2022)
RR
Alaska(4/18/2022)
RR
Arizona(4/18/2022)
RR
Arkansas(4/18/2022)
RR
California(4/18/2022)
RR
Colorado(4/18/2022)
RR
Connecticut(4/18/2022)
RR
Delaware(4/18/2022)
RR
District of Columbia(4/18/2022)
RR
Florida(4/18/2022)
RR
Georgia(4/18/2022)
RR
Hawaii(4/18/2022)
RR
Idaho(4/18/2022)
RR
Illinois(4/18/2022)
RR
Indiana(4/18/2022)
RR
Iowa(4/18/2022)
RR
Kansas(4/18/2022)
RR
Kentucky(4/18/2022)
RR
Louisiana(4/18/2022)
RR
Maine(4/18/2022)
RR
Maryland(4/18/2022)
RR
Massachusetts(10/14/2019)
RR
Michigan(4/18/2022)
RR
Minnesota(4/18/2022)
RR
Mississippi(4/18/2022)
RR
Missouri(4/18/2022)
RR
Montana(4/18/2022)
RR
Nebraska(4/18/2022)
RR
Nevada(4/18/2022)
RR
New Hampshire(4/18/2022)
IAR
New Hampshire(9/1/2022)
RR
New Jersey(4/18/2022)
RR
New Mexico(4/18/2022)
RR
New York(4/18/2022)
RR
North Carolina(4/18/2022)
RR
North Dakota(4/18/2022)
RR
Ohio(4/18/2022)
RR
Oklahoma(4/18/2022)
RR
Oregon(4/18/2022)
RR
Pennsylvania(4/18/2022)
RR
Puerto Rico(4/18/2022)
RR
Rhode Island(4/18/2022)
RR
South Carolina(4/18/2022)
RR
South Dakota(4/18/2022)
RR
Tennessee(4/18/2022)
RR
Texas(4/18/2022)
RR
Utah(4/18/2022)
RR
Vermont(4/18/2022)
RR
Virgin Islands(4/18/2022)
RR
Virginia(4/18/2022)
RR
Washington(4/18/2022)
RR
West Virginia(4/18/2022)
RR
Wisconsin(4/18/2022)
RR
Wyoming(4/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 9/25/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
