Jacqueline A. Waite

ATWATER WEALTH MANAGEMENT

BOSTON, MA 02110

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CRD#: 7164375

Professional summary

Jacqueline Ann Waite, who also goes by Jacqueline Waite, is a registered financial advisor currently at ATWATER WEALTH MANAGEMENT, INC. located in Boston, Massachusetts.

Jacqueline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jacqueline has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacqueline Waite

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 03/2023 - Leveroni Financial Management Corp - DBA for LPL Business (entity for LPL business) - Inv. Related - Braintree, MA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Ann Waite's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2024 - Present

ATWATER WEALTH MANAGEMENT, INC.

Office #1: 176 Federal Street 5th Floor, Boston, MA 02110

RIA

CRD#: 172749

BOSTON, MA

Past

June 5, 2023 - August 16, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

BRAINTREE, MA

Past

March 9, 2023 - August 16, 2024

LPL FINANCIAL LLC

CRD#: 6413

BRAINTREE, MA

Past

November 26, 2019 - November 15, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATWATER WEALTH MANAGEMENT, INC.

ATWATER WEALTH MANAGEMENT | ATWATER WEALTH MANAGEMENT, INC.

CRD#: 172749 / SEC#: 801-113808

RIA

Registered Investment Advisory firm - (8/10/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (8/14/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/1/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/21/2019

Securities Industry Essentials Examination

Current Firm

ATWATER WEALTH MANAGEMENT, INC.

ATWATER WEALTH MANAGEMENT | ATWATER WEALTH MANAGEMENT, INC.

CRD#: 172749 / SEC#: 801-113808

RIA

Registered Investment Advisory firm - (8/10/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (8/14/2018 Terminated)

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Contact information

Main Address

176 Federal Street 5th Floor, Boston, MA 02110

Mailing Address

Phone number

(617) 723-1439

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATWATER 2025 AMENDED FORM ADV PART 2A (3/13/2025)

ATWATER 2025 ANNUAL WRAP BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	329
AUM (Assets Under Management)	$ 221,978,240

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacqueline A. Waite

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Ann Waite's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ATWATER WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2023

Series 63

Date: 12/11/2019

Series 7TO

Date: 1/1/2023

SIE

Date: 9/21/2019

Current Firm

ATWATER WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATWATER WEALTH MANAGEMENT, INC.

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