Peter J. Jesanis

KEY FINANCIAL CONCEPTS

VERNON, CT 06066

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CRD#: 716437

Professional summary

Peter Joseph Jesanis, CFP® is a registered financial advisor currently at KEY FINANCIAL CONCEPTS, INC. located in Vernon, Connecticut and OSAIC WEALTH, INC. located in Vernon, Connecticut.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Peter has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KEY FINANCIAL CONCEPTS, INC; POSITION: PRESIDENT; NATURE: CORPORATION; INVESTMENT RELATED: YES; NUMBER OF HOURS: 40; INVESTMENT RELATED HOURS: 35; START DATE: 07/07/1987; ADDRESS: 428 HARTFORD TPKE., SUITE 109A, VERNON CT 06066; DESCRIPTION: FINANCIAL PLANNING AND INVESTMENT ADVISOR SERVICES. 2. PETER JESANIS; POSITION: AGENT; NATURE: INSURANCE AGENT; INVESTMENT RELATED: YES; NUMBER OF HOURS: 5; INVESTMENT RELATED HOURS: 2; START DATE: 09/24/1983; ADDRESS: 428 HARTFORD TPKE, SUITE 109A, VERNON CT 06066; DESCRIPTION: INSURANCE SALES. 3. KEY FINANCIAL CONCEPTS, INC; POSITION: PRESIDENT; NATURE: CORPORATION; INVESTMENT RELATED: NO; NUMBER OF HOURS: 10; INVESTMENT RELATED HOURS: 2; START DATE: 07/07/1987; ADDRESS: 428 HARTFORD TPKE, SUITE 109A, VERNON CT 06066; DESCRIPTION: INCOME TAX PREPARATION.

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CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

February 23, 1988 - Present

KEY FINANCIAL CONCEPTS, INC.

Office #1: 428 Hartford Turnpike Suite 109, Vernon, CT 06066

RIA

CRD#: 125985

VERNON, CT

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 428 Hartford Tpke. Suite 109a, Vernon, CT 06066

RIA

CRD#: 23131

Vernon, CT

Past

March 3, 2014 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

VERNON, CT

Past

July 8, 2000 - March 17, 2014

OSAIC FS, INC.

CRD#: 3870

VERNON, CT

Past

January 4, 1999 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

August 23, 1989 - December 31, 1998

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

April 10, 1989 - August 31, 1989

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

July 9, 1987 - April 10, 1989

AMERICAN PACIFIC SECURITIES CORPORATION

CRD#: 5003

Past

December 27, 1983 - August 3, 1987

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

October 11, 1983 - December 12, 1983

CADARET, GRANT & CO., INC.

CRD#: 10641

Past

October 3, 1980 - October 1, 1983

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

October 3, 1980 - October 1, 1983

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

October 3, 1980 - October 1, 1983

IDS LIFE INSURANCE COMPANY

CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/1/2023)

California
(9/1/2023)

IAR

Connecticut
(2/23/1988)

Connecticut
(9/1/2023)

Florida
(9/1/2023)

Georgia
(9/1/2023)

Iowa
(9/1/2023)

Maryland
(9/1/2023)

Massachusetts
(9/1/2023)

New Hampshire
(9/1/2023)

New Jersey
(9/1/2023)

New York
(9/1/2023)

North Carolina
(9/1/2023)

Ohio
(9/1/2023)

Rhode Island
(9/1/2023)

South Carolina
(9/1/2023)

Texas
(9/1/2023)

Virginia
(9/1/2023)

Washington
(9/1/2023)

Wyoming
(4/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/7/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/25/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/30/1980

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/16/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KEY FINANCIAL CONCEPTS, INC.

CRD#: 125985 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/22/1998 Approved)

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Contact information

Main Address

428 Hartford Tpke, Suite 109, Vernon, CT 06066

Mailing Address

Phone number

(860) 871-6114

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 8,915,717

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Jesanis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Jesanis's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC FS, INC.

POLARIS FINANCIAL SERVICES, INC.

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

AMERICAN PACIFIC SECURITIES CORPORATION

USLIFE EQUITY SALES CORP.

CADARET, GRANT & CO., INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1984

Series 22

Date: 1/25/1982

Series 6

Date: 9/30/1980

Series 24

Date: 9/16/1986

FINRA

Current Firm

KEY FINANCIAL CONCEPTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KEY FINANCIAL CONCEPTS, INC.

TRUST BUT VERIFY

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