Schad Tenbroeck

SEQUOIA FINANCIAL

Visalia, CA 93291

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CRD#: 7164172

Professional summary

Schad Tenbroeck, CFP® is a registered financial advisor currently at SEQUOIA FINANCIAL, LLC located in Visalia, California.

Schad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Schad has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TENBROECK INSURANCE SERVICES; INVESTMENT RELATED; SAME OFFICE AS FIRM; OWNER/INSURANCE AGENT; 03/2016 TO PRESENT; 32 HOURS PER MONTH; INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Schad Tenbroeck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

September 18, 2019 - Present

SEQUOIA FINANCIAL, LLC

Office #1: 204 North Floral Ave Suite A, Visalia, CA 93291

RIA

CRD#: 304388

Visalia, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/18/2019)

IAR

Texas
(11/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2019

Uniform Investment Adviser Law Examination

Current Firm

SEQUOIA FINANCIAL, LLC

CRD#: 304388 / SEC#:

California

Registered Investment Advisory firm - (9/18/2019 Approved)

Texas

Registered Investment Advisory firm - (11/24/2021 Conditional Restricted)

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Contact information

Main Address

204 North Floral Ave Suite A, Visalia, CA 93291

Mailing Address

Phone number

(559) 740-0548

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	295
AUM (Assets Under Management)	$ 16,259,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Schad Tenbroeck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Schad Tenbroeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUOIA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2019

Current Firm

SEQUOIA FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEQUOIA FINANCIAL, LLC

TRUST BUT VERIFY

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