Michael Kasper

NOMURA SECURITIES INTERNATIONAL

NEW YORK, NY 10019

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CRD#: 7163911

Professional summary

Michael Kasper is a registered financial professional currently at NOMURA SECURITIES INTERNATIONAL, INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kasper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2020 - Present

NOMURA SECURITIES INTERNATIONAL, INC.

Office #1: Worldwide Plaza 309 West 49th Street, New York, NY 10019

RIA

CRD#: 4297

NEW YORK, NY

Past

September 27, 2019 - April 5, 2021

NOMURA GREENTECH CAPITAL ADVISORS, LLC

CRD#: 149644

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOMURA SECURITIES INTERNATIONAL, INC.

NOMURA SECURITIES INTERNATIONAL INC | NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297 / SEC#: 801-72991, 8-15255

RIA

Registered Investment Advisory firm - SEC (4/3/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/23/2026)

Alaska
(9/23/2026)

Arizona
(9/23/2026)

Arkansas
(9/23/2026)

California
(9/23/2026)

Colorado
(9/23/2026)

Connecticut
(9/23/2026)

Delaware
(9/23/2026)

District of Columbia
(9/23/2026)

Florida
(9/23/2026)

Georgia
(9/23/2026)

Hawaii
(9/23/2026)

Idaho
(9/23/2026)

Illinois
(9/23/2026)

Indiana
(9/23/2026)

Iowa
(9/23/2026)

Kansas
(9/23/2026)

Kentucky
(9/23/2026)

Louisiana
(9/23/2026)

Maine
(9/23/2026)

Maryland
(9/23/2026)

Massachusetts
(9/23/2026)

Michigan
(9/23/2026)

Minnesota
(9/23/2026)

Mississippi
(9/23/2026)

Missouri
(9/23/2026)

Montana
(9/23/2026)

Nebraska
(9/23/2026)

Nevada
(9/23/2026)

New Hampshire
(9/23/2026)

New Jersey
(9/23/2026)

New Mexico
(9/23/2026)

New York
(4/1/2020)

North Carolina
(9/23/2026)

North Dakota
(9/23/2026)

Ohio
(9/23/2026)

Oklahoma
(9/23/2026)

Oregon
(9/23/2026)

Pennsylvania
(9/23/2026)

Puerto Rico
(9/23/2026)

Rhode Island
(9/23/2026)

South Carolina
(9/23/2026)

South Dakota
(9/23/2026)

Tennessee
(9/23/2026)

Texas
(9/23/2026)

Utah
(9/23/2026)

Vermont
(9/23/2026)

Virginia
(9/23/2026)

Washington
(9/23/2026)

West Virginia
(9/23/2026)

Wisconsin
(9/23/2026)

Wyoming
(9/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 8/29/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Status Unavailable

Passed: 9/16/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 8/29/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NOMURA SECURITIES INTERNATIONAL, INC.

NOMURA SECURITIES INTERNATIONAL INC | NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297 / SEC#: 801-72991, 8-15255

RIA

Registered Investment Advisory firm - SEC (4/3/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

Worldwide Plaza 309 West 49th Street 309 West 49th Street, New York, NY, 10019-7316

Mailing Address

Worldwide Plaza 309 West 49th Street, New York, NY, 10019

Phone number

(212) 667-9000

Established

New York since 09/12/1969

Firm type

Corporation

Fiscal year end

March

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

NSI FORM ADV PART2A 2026 ANNUAL (6/26/2026)

Direct owners and executive officers

Name	Position	CRD#
NOMURA HOLDING AMERICA, INC.	SHAREHOLDER
ALOUPIS, STEVEN NICHOLAS	BOARD OF DIRECTORS	2498339
CHIULLI, EUGENE JAMES	CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER & MANAGING DIRECTOR	2976702
DEL PUERTO, FERNANDO JAVIER	CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR	3168661
JOYCE, JOSEPH ANDREW	CHIEF OPERATIONS OFFICER & MANAGING DIRECTOR	3123657
KAWAMURA, SATOSHI	EXECUTIVE CHAIRMAN OF BOARD	7533044
PRIMIANO, VINCENT ANTHONY	CHIEF EXECUTIVE OFFICER, PRESIDENT & SENIOR MANAGING DIRECTOR	2123603
WEBB, FARON ROSS	CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR	2452057

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Kasper

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kasper's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOMURA SECURITIES INTERNATIONAL, INC.

NOMURA GREENTECH CAPITAL ADVISORS, LLC

Primary Firm SEC Registration

NOMURA SECURITIES INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Passed: 8/29/2019

Series 79TO

Passed: 9/16/2019

SIE

Passed: 8/29/2019

FINRA

Current Firm

NOMURA SECURITIES INTERNATIONAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NOMURA SECURITIES INTERNATIONAL, INC.

TRUST BUT VERIFY

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