Christian D. Lindberg
Professional summary
Christian Darryl Lindberg is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Christian is registered as a RR (Registered Representative) and started their career in finance in 2021. Christian has worked at 4 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christian Darryl Lindberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2024 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202January 19, 2024 - August 7, 2024
OSAIC WEALTH, INC.
May 2, 2022 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
July 30, 2021 - April 19, 2022
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2024)
(8/22/2024)
(9/17/2024)
(9/4/2024)
(9/9/2024)
Exams
Series 6TO
Date: 7/29/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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