RM
Raymond E. Master
PARK AVENUE SECURITIES LLC
Greenwood Village, CO 80111
Some features on this profile are disabled
CRD#: 7163767
RM
Professional summary
Raymond E Master, who also goes by Raymond Earl Master, Raymond Master, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Greenwood Village, Colorado.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Raymond has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raymond Earl Master | Raymond Master
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MY MONEY COACH-S corp set up for tax purposes only,
Start date: 06/01/2022,
Address: 879 E EUCLID AVE GILBERT, AZ 85297,
5 total hours per month; 5 during securities trading hours,
Not investment related,
No annual compensation,
2) POA for spouse -Amber Master,
Start date: 3/1/2023,
Address: 879 E. Euclid Ave. Gilbert, AZ 85297,
0 total hours per month; 0 during securities trading hours,
Not investment related,
No annual compensation,
3) RISE - Insurance Other Than Guardian,
Start date: 3/1/23,
Address: 879 E. Euclid Ave. Gilbert, AZ 85297,
1 total hours per month; 1 during securities trading hours,
Investment related,
Less than10% annual compensation,
4) TEACHER - FINANCIAL PEACE UNIVERSITY,
Start date: 03/28/2023,
Address: 5545 S Lindsay Rd, Gilbert, AZ 85298,
8 total hours per month; 0 during securities trading hours,
Not investment related,
No annual compensation,
5) Outside Insurance,
Start date: 7/1/2025,
Address: 879 E Euclid Ave Gilbert, AZ 85297,
3 total hours per month; 3 during securities trading hours,
Investment related,
>10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Raymond E Master's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Raymond E Master's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111RIA
BD
CRD#: 46173
Greenwood Village, CO
Current
November 30, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111RIA
BD
CRD#: 46173
Greenwood Village, CO
Past
November 10, 2020 - December 15, 2022
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
May 20, 2020 - December 15, 2022
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Gilbert, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(12/22/2022)
RR
Alabama(1/3/2023)
RR
Alaska(4/28/2023)
IAR
Alaska(5/1/2023)
RR
Arizona(12/9/2022)
IAR
Arizona(12/9/2022)
IAR
California(1/5/2023)
RR
California(1/6/2023)
RR
Colorado(1/3/2023)
IAR
Colorado(1/3/2023)
RR
Florida(1/3/2023)
IAR
Florida(1/3/2023)
RR
Georgia(2/6/2023)
IAR
Georgia(2/6/2023)
RR
Illinois(5/9/2023)
RR
Indiana(12/22/2022)
IAR
Indiana(1/4/2023)
RR
Iowa(1/9/2023)
IAR
Iowa(1/9/2023)
RR
Kansas(1/3/2023)
IAR
Kansas(1/3/2023)
IAR
Kentucky(1/9/2023)
RR
Kentucky(1/10/2023)
RR
Michigan(1/9/2023)
IAR
Michigan(1/9/2023)
RR
Missouri(1/3/2023)
IAR
Missouri(1/3/2023)
RR
Nebraska(12/22/2022)
IAR
Nebraska(1/10/2023)
RR
New Mexico(8/21/2025)
IAR
New Mexico(8/21/2025)
RR
North Carolina(8/27/2024)
IAR
North Carolina(8/27/2024)
RR
Ohio(8/14/2024)
IAR
Ohio(8/14/2024)
RR
Oklahoma(3/22/2023)
RR
Oregon(12/22/2022)
IAR
Oregon(12/22/2022)
IAR
Pennsylvania(1/3/2023)
RR
Pennsylvania(1/4/2023)
RR
South Carolina(3/30/2023)
IAR
South Carolina(3/31/2023)
IAR
Texas(1/5/2023)
RR
Texas(1/6/2023)
RR
Washington(12/22/2022)
IAR
Washington(12/22/2022)
RR
Wyoming(1/5/2023)
IAR
Wyoming(1/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/10/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
