SR
Sean P. Rawlings
WEALTHBOUND ADVISORS
SCOTTSDALE, AZ
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CRD#: 7163559
SR
Sean Patrick RawlingsWEALTHBOUND ADVISORS
Professional summary
Sean Patrick Rawlings, who also goes by Sean Rawlings, is a registered financial advisor currently at WEALTHBOUND ADVISORS located in Scottsdale, Arizona and LIFEWORKS ADVISORS, LLC located in Scottsdale, Arizona.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sean has worked at 3 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
At a Glance
Always Fiduciary
Aliases
Sean Rawlings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed Insurance Agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Less than 5% of time during the month. 2) On a temporary and transitional basis, Sean Rawlings will be dually registered as an Investment Advisor Representative ("IAR") with WealthBound Advisors and Lifeworks Advisors, LLC. WealthBound Advisors and Lifeworks Advisors, LLC are not affiliated entities. Following the transition of clients from WealthBound Advisors to Lifeworks Advisors, LLC, this dual affiliation will cease.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Rawlings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2023 - Present
WEALTHBOUND ADVISORS
RIA
CRD#: 327860
SCOTTSDALE, AZ
Current
May 22, 2026 - Present
LIFEWORKS ADVISORS, LLC
RIA
CRD#: 288255
SCOTTSDALE, AZ
Past
March 22, 2021 - August 18, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SCOTTSDALE, AZ
Past
October 28, 2020 - August 18, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/24/2023)
IAR
California(11/26/2024)
IAR
Texas(10/3/2024)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
PR
Series 6TO
Passed: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
PR
Series 7TO
Passed: 10/28/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)Loading...
Contact information
Main Address
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 200-6512
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,836 |
| AUM (Assets Under Management) | $ 966,701,542 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
