Wilson D. Grkovic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilson Duke Grkovic, who also goes by Duke Grkovic, Wilson Duke Grokovic, was a registered financial advisor .
Wilson is a previously registered financial advisor and started their career in finance in 1980. Wilson had worked at 6 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 1999 - December 31, 2014
CAMBRIDGE ADVISORS
February 28, 1995 - November 24, 1997
INVESTORS SECURITY COMPANY, INC.
February 26, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
February 26, 1990 - February 15, 1991
MONY SECURITIES CORPORATION
January 6, 1989 - December 31, 1994
MUTUAL SERVICE CORPORATION
September 29, 1980 - June 6, 1989
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/19/1980
Registered Representative ExaminationCurrent Firm
CAMBRIDGE ADVISORS
CRD#: 111889 / SEC#: 801-30978
Contact information
Red Flags
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