Jacob Stout

FIRST TRUST ADVISORS LP

FRANKLIN, TN 37067

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CRD#: 7163404

Professional summary

Jacob Stout, who also goes by Jacob Christopher Stout, Jacob Stout, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Franklin, Tennessee and FIRST TRUST PORTFOLIOS L.P. located in Franklin, Tennessee.

Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jacob has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob Christopher Stout | Jacob Stout

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Stout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2025 - Present

FIRST TRUST ADVISORS LP

Office #1: 5000 Meridian Blvd Suite 500, Franklin, TN 37067

RIA

CRD#: 107027

FRANKLIN, TN

Current

May 16, 2025 - Present

FIRST TRUST PORTFOLIOS L.P.

Office #1: 5000 Meridian Blvd Suite 500, Franklin, TN 37067

CRD#: 28519

Franklin, TN

Past

November 14, 2024 - June 17, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

FRANKLIN, TN

Past

November 14, 2024 - June 17, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

FRANKLIN, TN

Past

October 30, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Franklin, TN

Past

October 30, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Franklin, TN

Past

January 28, 2020 - October 31, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

BIRMINGHAM, AL

Past

December 9, 2019 - October 31, 2023

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

BIRMINGHAM, AL

Past

September 4, 2019 - December 9, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST TRUST ADVISORS LP

CRD#: 107027 / SEC#: 801-39950

RIA

Registered Investment Advisory firm - (10/4/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/16/2025)

IAR

Illinois
(9/10/2025)

Tennessee
(5/16/2025)

IAR

Tennessee
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/25/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/4/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/16/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FIRST TRUST ADVISORS LP

CRD#: 107027 / SEC#: 801-39950

RIA

Registered Investment Advisory firm - (10/4/1991 Approved)

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Contact information

Main Address

120 E. Liberty Drive Suite 400, Wheaton, IL 60187

Mailing Address

Phone number

(630) 765-8000

Established

Firm type

Fiscal year end

# of Employees

520

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FTA FORM ADV PART 2A BROCHURE - 03.31.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,033
AUM (Assets Under Management)	$ 256,328,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacob Stout

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Stout's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST TRUST PORTFOLIOS L.P.

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

FIRST TRUST ADVISORS LP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2020

Series 63

Date: 10/25/2019

Series 7TO

Date: 9/4/2019

SIE

Date: 7/16/2019

FINRA

Current Firm

FIRST TRUST ADVISORS LP

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST TRUST ADVISORS LP

TRUST BUT VERIFY

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