James R. Haas

HAAS INVESTMENT MANAGEMENT LLC

Newport News, VA 23606

Some features on this profile are disabled

CRD#: 716334

Professional summary

James Robert Haas, who also goes by Jim Haas, is a registered financial advisor currently at HAAS INVESTMENT MANAGEMENT LLC located in Newport News, Virginia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. James has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Haas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES AND SERVICES DBA-HAAS INVESTMENT; INVESTMENT RELATED; NEWPORT NEWS, VA; APPROXIMATELY 90% OF TIME SPENT IN THIS BUSINESS PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Haas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2010 - Present

HAAS INVESTMENT MANAGEMENT LLC

Office #1: 712 Mobjack Place, Newport News, VA 23606

RIA

CRD#: 154886

Newport News, VA

Past

October 29, 2008 - September 29, 2010

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

NEWPORT NEWS, VA

Past

October 29, 2008 - September 29, 2010

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

NEWPORT NEWS, VA

Past

August 10, 2005 - October 28, 2008

OSAIC WEALTH, INC.

RIA

CRD#: 23131

NEWPORT NEWS, VA

Past

July 7, 1997 - December 31, 2003

DUKES & CO ADVISORY, INC.

RIA

CRD#: 108597

VIRGINIA BEACH, VA

Past

May 19, 1997 - October 28, 2008

OSAIC WEALTH, INC.

CRD#: 23131

NEWPORT NEWS, VA

Past

March 22, 1995 - May 20, 1997

DAVENPORT-DUKES FINANCIAL SERVICES, INC.

CRD#: 37664

Past

November 19, 1989 - March 22, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 25, 1981 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 29, 1980 - August 6, 1981

INDEPENDENT FINANCIAL PLANNERS CORPORATION

CRD#: 653

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/4/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/20/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/1989

General Securities Principal Examination

Current Firm

HAAS INVESTMENT MANAGEMENT LLC

CRD#: 154886 / SEC#:

Virginia

Registered Investment Advisory firm - (10/1/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

712 Mobjack Place, Newport News, VA 23606

Mailing Address

Phone number

(757) 873-0454

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Devin Garofalo

COLONIAL RIVER WEALTH MANAGEMENT LLC

IAR

Midlothian, VA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James R. Haas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Haas's CRS (Customer Relationship Summary).

Certified licenses

Experience

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

DUKES & CO ADVISORY, INC.

OSAIC WEALTH, INC.

DAVENPORT-DUKES FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

INDEPENDENT FINANCIAL PLANNERS CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/1993

Series 63

Date: 6/24/1981

Series 7

Date: 10/15/1983

Series 1

Date: 9/20/1980

Series 24

Date: 6/14/1989

Current Firm

HAAS INVESTMENT MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

HAAS INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors