AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Anne Nicole Gouthro

Anne N. Gouthro

NAPIER FINANCIAL | Planning Consultant
BRAINTREE, MA 02184
Some features on this profile are disabled
CRD#: 7163123
Anne Nicole Gouthro

Professional summary

Anne Nicole Gouthro, who also goes by Anne Gouthro, is a registered financial advisor currently at NAPIER FINANCIAL located in Braintree, Massachusetts.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Anne has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Biography

I partner with you and your advisor to understand your unique situation so that together we can develop, implement and maintain a robust customized financial plan that strives to achieve financial success. My goal is to build strong relationships with my clients and be one of your first calls as major life events come up so I can support you throughout your financial lifecycle.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anne Gouthro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Sales. 10% of time spent, monthly.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Nicole Gouthro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Quinnipiac University

Bachelor of Science (BS) - Finance

2019

Experience

Current

July 21, 2025 - Present

NAPIER FINANCIAL

Office #1: 30 Braintree Hill Office Park Suite 201, Braintree, MA 02184
RIA
CRD#: 336725
BRAINTREE, MA
Past

April 14, 2025 - July 25, 2025

U.S. FINANCIAL ADVISORS

RIA
CRD#: 108763
BRAINTREE, MA
Past

March 31, 2025 - April 8, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BOSTON, MA
Past

November 3, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

October 28, 2019 - April 8, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAPIER FINANCIAL
JNAP LLC | NAPIER FINANCIAL, LLC | NAPIER FINANCIAL

CRD#: 336725 / SEC#: 801-133755

RIA
Registered Investment Advisory firm - (6/26/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/28/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/19/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/3/2019
Securities Industry Essentials Examination

Current Firm

NF
NAPIER FINANCIAL
JNAP LLC | NAPIER FINANCIAL, LLC | NAPIER FINANCIAL

CRD#: 336725 / SEC#: 801-133755

RIA
Registered Investment Advisory firm - (6/26/2025 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
30 Braintree Hill Office Park Suite 201, Braintree, MA 02184
Mailing Address
Phone number
(781) 884-2300
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts834
AUM (Assets Under Management)$ 517,704,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAPIER FINANCIAL

Planning ConsultantCRD#: 336725Braintree, MA 02184

TRUST BUT VERIFY

Monitor Anne Gouthro

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx

Similar Advisors

Martin Lee Robbins II
Martin RobbinsAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Norwell, MA
TR
Tamara RoseAdvisorCheck Check Mark
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
RR
BOSTON, MA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.