Blake J. Cate
Professional summary
Blake Jackson Cate JR, who also goes by B. Jack Cate, Jack Cate, is a registered financial advisor currently at SMEAC FINANCIAL, LLC located in Nolensville, Tennessee.
Blake is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Blake has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Blake Jackson Cate JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2020 - Present
SMEAC FINANCIAL, LLC
October 1, 1999 - September 9, 2020
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - September 9, 2020
WELLS FARGO CLEARING SERVICES, LLC
April 30, 1996 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
September 23, 1980 - April 26, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/25/2020)
(8/23/2021)
Exams
Current Firm
SMEAC FINANCIAL, LLC
CRD#: 308990 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 5,476,000 |
Red Flags
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