JS
Julia R. Servin
FORGE SECURITIES LLC
New York, NY 10012
Some features on this profile are disabled
CRD#: 7162959
JS
Professional summary
Julia Rose Servin, who also goes by Julia Servin, is a registered financial professional currently at FORGE SECURITIES LLC located in New York, New York.
Julia is registered as a RR (Registered Representative) and started their career in finance in 2019. Julia has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Julia Servin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Julia Rose Servin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2024 - Present
FORGE SECURITIES LLC
Office #1: 114 Crosby Street Floor 5, New York, NY 10012BD
CRD#: 134596
New York, NY
Past
January 15, 2021 - May 24, 2022
EQUITYZEN SECURITIES LLC
BD
CRD#: 281820
NEW YORK, NY
Past
September 13, 2019 - February 3, 2021
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2024)
RR
Alaska(1/17/2024)
RR
Arizona(1/17/2024)
RR
Arkansas(1/17/2024)
RR
California(1/17/2024)
RR
Colorado(1/17/2024)
RR
Connecticut(1/17/2024)
RR
Delaware(1/17/2024)
RR
District of Columbia(1/17/2024)
RR
Florida(1/17/2024)
RR
Georgia(1/17/2024)
RR
Hawaii(1/17/2024)
RR
Idaho(1/17/2024)
RR
Illinois(1/17/2024)
RR
Indiana(1/17/2024)
RR
Iowa(1/17/2024)
RR
Kansas(1/17/2024)
RR
Kentucky(1/17/2024)
RR
Louisiana(1/17/2024)
RR
Maine(1/17/2024)
RR
Maryland(1/17/2024)
RR
Massachusetts(1/17/2024)
RR
Michigan(1/17/2024)
RR
Minnesota(1/17/2024)
RR
Mississippi(1/17/2024)
RR
Missouri(1/17/2024)
RR
Montana(1/17/2024)
RR
Nebraska(1/17/2024)
RR
Nevada(1/17/2024)
RR
New Hampshire(1/17/2024)
RR
New Jersey(1/17/2024)
RR
New Mexico(1/17/2024)
RR
New York(1/17/2024)
RR
North Carolina(1/17/2024)
RR
North Dakota(1/17/2024)
RR
Ohio(1/17/2024)
RR
Oklahoma(1/17/2024)
RR
Oregon(1/17/2024)
RR
Pennsylvania(1/17/2024)
RR
Puerto Rico(1/17/2024)
RR
Rhode Island(1/17/2024)
RR
South Carolina(1/17/2024)
RR
South Dakota(1/17/2024)
RR
Tennessee(1/17/2024)
RR
Texas(1/17/2024)
RR
Utah(1/17/2024)
RR
Vermont(1/17/2024)
RR
Virgin Islands(1/17/2024)
RR
Virginia(1/17/2024)
RR
Washington(1/17/2024)
RR
West Virginia(1/17/2024)
RR
Wisconsin(1/17/2024)
RR
Wyoming(1/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/13/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FORGE SECURITIES LLC
FORGE SECURITIES LLC | SHARESPOST FINANCIAL CORPORATION | PERLINSKI & ASSOCIATES
CRD#: 134596 / SEC#: , 8-66846
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111
Mailing Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111
Phone number
(800) 279-7754
Established
Delaware since 06/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
