Adriano T. Mattos
Professional summary
Adriano Tavares Mattos is a registered financial professional currently at XP INVESTMENTS US, LLC located in Miami, Florida.
Adriano is registered as a RR (Registered Representative) and started their career in finance in 2024. Adriano has worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adriano Tavares Mattos's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2024 - Present
XP INVESTMENTS US, LLC
Office #1: 701 Brickell Avenue 21st Floor, Miami, FL 33131State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2024)
Exams
Series 7TO
Date: 3/23/2024
General Securities Representative ExaminationFINRA
Current Firm
XP INVESTMENTS US, LLC
CRD#: 156691 / SEC#: , 8-68817
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XP HOLDING INTERNATIONAL, LLC | PARENT COMPANY | |
| COSTA, JOSE EDUARDO | CHIEF EXECUTIVE OFFICER | 4983100 |
| GOMEZ, ADELIA MARIEL | CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER | 5477182 |
| SINGER, STEVEN FREDERIC | PRINCIPAL FINANCIAL OFFICER | 2360737 |
| WILSON, JARED RYAN | CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER | 5322068 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
XP INVESTMENTS US, LLC
CRD#: 156691Miami, FL 33131TRUST BUT VERIFY
Monitor Adriano Mattos
Get automatic monthly alerts on:
