Kenneth P. Price
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Paul Price was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1980. Kenneth had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2015 - October 12, 2015
MSI FINANCIAL SERVICES, INC.
January 8, 2015 - October 12, 2015
MSI FINANCIAL SERVICES, INC.
June 1, 2012 - March 14, 2013
MORGAN STANLEY
February 16, 2012 - March 14, 2013
MORGAN STANLEY
April 1, 2011 - December 9, 2011
NOBLE CAPITAL MARKETS, INC.
June 1, 2009 - July 13, 2010
MORGAN STANLEY
August 11, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 11, 2000 - June 20, 2000
R.W. SMITH & ASSOCIATES, LLC
February 20, 1998 - January 31, 2000
BUTLER MUNI, LLC
February 22, 1996 - January 15, 1998
TITUS & DONNELLY LLC
November 1, 1993 - February 14, 1996
CANTOR FITZGERALD SECURITIES
March 3, 1993 - February 14, 1996
MINT BROKERS
September 14, 1990 - March 8, 1993
MUNICIPAL PARTNERS INC.
March 26, 1990 - August 23, 1990
TITUS & DONNELLY LLC
November 17, 1988 - March 26, 1990
G.I.M.B. MUNICIPAL SECURITIES BROKER
May 30, 1986 - October 25, 1988
O'BRIEN & SHEPARD, INC.
October 22, 1984 - October 25, 1988
IICC - TRADECO, INC.
September 20, 1980 - June 17, 1987
VIERLING, DEVANEY & MAGUIRE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
