William A. Donaldson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Arthur Donaldson, who also goes by Bill Donaldson, William A Donaldson, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 10 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2008 - April 9, 2009
MSC - BD, LLC
May 25, 2007 - June 20, 2008
SECURITIES NETWORK LLC
April 18, 2005 - May 31, 2007
OKOBOJI FINANCIAL SERVICES, INC.
May 19, 2004 - April 15, 2005
PACIFIC WEST SECURITIES, INC.
August 14, 2000 - May 20, 2004
BROOKSTREET SECURITIES CORPORATION
August 9, 2000 - October 3, 2000
GRUBB & ELLIS SECURITIES, INC.
August 21, 1990 - August 8, 2000
ARAGON FINANCIAL SERVICES, INC.
March 26, 1985 - August 22, 1990
TITAN/VALUE EQUITIES GROUP, INC.
October 1, 1982 - December 24, 1984
LPL FINANCIAL LLC
September 29, 1980 - June 21, 1982
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/15/1980
Registered Representative ExaminationCurrent Firm
MSC - BD, LLC
CRD#: 142927 / SEC#: , 8-67511
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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