Dustin M. Gordon

THREE SEASONS WEALTH

Salt Lake City, UT 84111

Some features on this profile are disabled

CRD#: 7162591

Professional summary

Dustin Michael Gordon, who also goes by Dustin Michael Gordon, Dustin Gordon, is a registered financial advisor currently at THREE SEASONS WEALTH located in Salt Lake City, Utah.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Dustin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dustin Michael Gordon | Dustin Gordon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Self Employed for Ted Gordon; Not investment-related; 2625 Stringham Ave Apt B105, Salt Lake City, UT 84109; help with the farm; independent laborer; 07/2013-Present; 10 hrs/mo; 0 hrs during securities trading; help with any paperwork and labor on the farm. 2) Three Seasons Wealth; Investment-related; Registered Investment Adviser; 111 E Broadway Ste 1250, Salt Lake City, UT; Director of Operations; 160 hrs/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Michael Gordon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2023 - Present

THREE SEASONS WEALTH

Office #1: 111 East Broadway Ste 1250, Salt Lake City, UT 84111

RIA

CRD#: 326517

Salt Lake City, UT

Past

October 10, 2023 - July 25, 2024

MHL INVESTMENTS

CRD#: 2535

Salt Lake City, UT

Past

October 21, 2021 - July 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SALT LAKE CITY, UT

Past

October 21, 2021 - July 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SALT LAKE CITY, UT

Past

October 10, 2019 - July 14, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WEST DES MOINES, IA

Past

September 6, 2019 - July 14, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

WEST DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREE SEASONS WEALTH

CRD#: 326517 / SEC#: 801-127982

RIA

Registered Investment Advisory firm - (5/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/6/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/26/2019

Securities Industry Essentials Examination

Current Firm

THREE SEASONS WEALTH

CRD#: 326517 / SEC#: 801-127982

RIA

Registered Investment Advisory firm - (5/12/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 East Broadway Ste 1250, Salt Lake City, UT 84111

Mailing Address

Phone number

(801) 662-0585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THREE SEASONS WEALTH FORM ADV PART 2A (8/5/2025)

THREE SEASONS WEALTH FORM ADV WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	770
AUM (Assets Under Management)	$ 361,708,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Fukuchi

OSAIC WEALTH, INC.

IAR

Farmington, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dustin M. Gordon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Michael Gordon's CRS (Customer Relationship Summary).

Certified licenses

Experience

MHL INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

THREE SEASONS WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2019

Series 7TO

Date: 9/6/2019

SIE

Date: 7/26/2019

Current Firm

THREE SEASONS WEALTH

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THREE SEASONS WEALTH

TRUST BUT VERIFY

Similar Advisors