Matthew J. Dawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Jennings Dawson was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2019. Matthew had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2021 - September 1, 2023
OLYMPUS CAPITAL, LLC
October 1, 2019 - April 1, 2021
EDWARD JONES
September 7, 2019 - April 1, 2021
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/7/2019
General Securities Representative ExaminationCurrent Firm
OLYMPUS CAPITAL, LLC
CRD#: 310659 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 216 |
| AUM (Assets Under Management) | $ 43,103,653 |
Red Flags
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