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Alex W. Drews

MUTUAL OF AMERICA SECURITIES
BLOOMINGTON, MN 55437
CRD#: 7162222
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Alex William DrewsMUTUAL OF AMERICA SECURITIES

Professional summary


Alex William Drews, who also goes by Alex Drews, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Bloomington, Minnesota.

Alex is registered as a RR (Registered Representative) and started their career in finance in 2019. Alex has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alex Drews

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alex William Drews's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 10, 2023 - Present

MUTUAL OF AMERICA SECURITIES LLC

Office #1: Normandale Lake Office Park 8300 Norman Center Drive, Suite 160, Bloomington, MN 55437
BD
CRD#: 27878
BLOOMINGTON, MN
Past

July 20, 2022 - June 23, 2023

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
GREENFIELD, WI
Past

July 20, 2022 - June 23, 2023

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
GREENFIELD, WI
Past

September 11, 2020 - June 23, 2022

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
Milwaukee, WI
Past

June 17, 2020 - June 23, 2022

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
Milwaukee, WI
Past

December 12, 2019 - May 28, 2020

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
WAUWATOSA, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/14/2025)
RR
Illinois
(7/10/2023)
RR
Iowa
(7/10/2023)
RR
Michigan
(7/10/2023)
RR
Minnesota
(2/14/2025)
RR
Wisconsin
(7/10/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/31/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2019
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MO
MUTUAL OF AMERICA SECURITIES LLC
MUTUAL OF AMERICA SECURITIES CORPORATION | MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878 / SEC#: , 8-43278

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
320 Park Avenue, New York, NY 10022
Mailing Address
320 Park Avenue, New York, NY 10022-3869
Phone number
(212) 224-1600
Established
Delaware since 06/29/1990
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MUTUAL OF AMERICA HOLDING COMPANY LLCMEMBER
BAILEY, CHRISTOPHER DAVIDCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER4582524
BRANT, DAVID ROBERTFINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO)2718478
GREGORY, IVAN BRUCEEXECUTIVE VICE PRESIDENT AND BOARD MANAGER4984456
JOHNSON, TROY SHERMANEXECUTIVE VICE PRESIDENT AND BOARD MANAGER3052097
MEDLIN, KYLE LAWRENCESENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER5496979
STEINGARTEN, BRIE ANNE ELIZABETHGENERAL COUNSEL AND SECRETARY5373977

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878Bloomington, MN 55437

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