Timothy R. Frazer

NED DAVIS RESEARCH

South Fork, PA

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CRD#: 7162145

Professional summary

Timothy Richard Frazer is a registered financial advisor currently at NED DAVIS RESEARCH, INC. located in South Fork, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Timothy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 5/2022- D'Ambrosio Financial Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Pittsburgh, PA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Richard Frazer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 26, 2024 - Present

NED DAVIS RESEARCH, INC.

RIA

CRD#: 112260

South Fork, PA

Past

November 10, 2022 - February 2, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

PITTSBURGH, PA

Past

June 3, 2022 - February 2, 2023

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NED DAVIS RESEARCH, INC.

NDR | NED DAVIS RESEARCH, INC. | NED DAVIS RESEARCH GROUP

CRD#: 112260 / SEC#: 801-60241

RIA

Registered Investment Advisory firm - (5/31/2001 Approved)

Connecticut

Registered Investment Advisory firm - (12/6/2012 Terminated)

Georgia

Registered Investment Advisory firm - (12/3/2012 Terminated)

Illinois

Registered Investment Advisory firm - (10/5/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (12/19/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/30/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/3/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/23/2021

Securities Industry Essentials Examination

Current Firm

NED DAVIS RESEARCH, INC.

NDR | NED DAVIS RESEARCH, INC. | NED DAVIS RESEARCH GROUP

CRD#: 112260 / SEC#: 801-60241

RIA

Registered Investment Advisory firm - (5/31/2001 Approved)

Connecticut

Registered Investment Advisory firm - (12/6/2012 Terminated)

Georgia

Registered Investment Advisory firm - (12/3/2012 Terminated)

Illinois

Registered Investment Advisory firm - (10/5/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (12/19/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/30/2012 Terminated)

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Contact information

Main Address

3665 Bee Ridge Road Suite 306, Sarasota, FL 34233

Mailing Address

Phone number

(941) 412-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NDR 2024 ADV PART 2A (12/18/2024)

NDR 2024 ADV PART 2A, ITEM 18 (12/18/2024)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 248,514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy R. Frazer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Richard Frazer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NED DAVIS RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

NED DAVIS RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2022

Series 7TO

Date: 6/3/2022

SIE

Date: 11/23/2021

Current Firm

NED DAVIS RESEARCH, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NED DAVIS RESEARCH, INC.

TRUST BUT VERIFY

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