Fred R. Kelly

FREEDOM FUNDS MANAGEMENT CO

DENVER, CO 80202-5835

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CRD#: 716207

Professional summary

Fred Ross Kelly JR is a registered financial advisor currently at FREEDOM FUNDS MANAGEMENT CO located in Denver, Colorado and COLORADO FINANCIAL SERVICE CORPORATION located in Denver, Colorado.

Fred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Fred has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MILLER ESTATE CO. - DIRECTOR. 1985 - PRESENT. 20% OWNERSHIP. 2)KELINCO - PARTNER. 33% OWNERSHIP. 3) FREEDOM FUNDS MGT CO - SHAREHOLDER. 65% OWNERSHIP. 4) CARBON CO HOLDING CO - PRESIDENT. 65% OWNERSHIP. 5) CENTENNIAL LLC, 100% OWNERSHIP. 6) COWBOY STATE BANCORP INC., 53% OWNERSHIP. 7) PARTNER MEADE CROSSING, 97% OWNERSHIP. 8) RAWLINS NATL BANK - DIRECTOR. 1995 - PRESENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Ross Kelly JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 1999 - Present

FREEDOM FUNDS MANAGEMENT CO

Office #1: 1200 17th St #1000, Denver, CO 80202-5835

RIA

CRD#: 110785

DENVER, CO

Current

June 29, 2016 - Present

COLORADO FINANCIAL SERVICE CORPORATION

Office #1: 1200 17th Street Ste 850, Denver, CO 80202

RIA

CRD#: 104343

Denver, CO

Past

December 8, 1994 - April 7, 2016

SMITH HAYES FINANCIAL SERVICES CORPORATION

CRD#: 17059

DENVER, CO

Past

September 25, 1980 - November 28, 1994

HANIFEN, IMHOFF INC.

CRD#: 2126

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FREEDOM FUNDS MANAGEMENT CO

CRD#: 110785 / SEC#: 801-28640

RIA

Registered Investment Advisory firm - (1/16/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/29/2016)

California
(6/29/2016)

IAR

Colorado
(1/1/1999)

Colorado
(6/29/2016)

Kansas
(6/29/2016)

Michigan
(10/7/2019)

Nebraska
(6/29/2016)

New Mexico
(6/29/2016)

North Dakota
(6/29/2016)

Pennsylvania
(6/29/2016)

Texas
(6/29/2016)

Utah
(6/29/2016)

Virginia
(10/7/2019)

Wyoming
(6/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/23/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1980

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FREEDOM FUNDS MANAGEMENT CO

CRD#: 110785 / SEC#: 801-28640

RIA

Registered Investment Advisory firm - (1/16/1987 Approved)

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Contact information

Main Address

1200 17th St Ste 850, Denver, CO 80202-5808

Mailing Address

Phone number

(303) 572-6990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 1,904,351,438

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Fred R. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Ross Kelly JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLORADO FINANCIAL SERVICE CORPORATION

SMITH HAYES FINANCIAL SERVICES CORPORATION

HANIFEN, IMHOFF INC.

Primary Firm SEC Registration

FREEDOM FUNDS MANAGEMENT CO

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/1982

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1980

FINRA

Current Firm

FREEDOM FUNDS MANAGEMENT CO

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

FREEDOM FUNDS MANAGEMENT CO

TRUST BUT VERIFY

Contact information

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