Austin R. Gerchman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin Robert Gerchman, who also goes by Austin Gerchman, was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2019. Austin had worked at 2 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2020 - April 8, 2022
GLOBAL SHARES FINANCIAL SERVICES INC.
September 23, 2019 - December 11, 2019
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/23/2019
General Securities Representative ExaminationCurrent Firm
GLOBAL SHARES FINANCIAL SERVICES INC.
CRD#: 284031 / SEC#: , 8-69780
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
