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Michael Terrance Hines

CRD# 716175·Registered 1980 - 1990
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Terrance Hines, who also goes by Michael T Hines, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1980 - 1990. Michael had worked at 11 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael T Hines

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

HASAN GROWNEY CO. INC.·CRD# 17137
BD
September 26, 1989 - May 23, 1990
ROBYNS CAPITAL CORP.·CRD# 19980
BD
June 30, 1989 - September 9, 1989
MIKAL & COMPANY, INC.·CRD# 13463
BD
June 3, 1985 - May 25, 1989
GALLANT SECURITIES, INC.·CRD# 4282
BD
November 27, 1984 - March 11, 1985
G. K. SCOTT & CO., INC.·CRD# 3305
BD
June 15, 1984 - November 9, 1984
OPPENHEIMER & CO. INC.·CRD# 249
BD
February 6, 1984 - July 5, 1984
MARSAN SECURITIES CO., INC.·CRD# 7716
BD
July 28, 1983 - December 31, 1984
M. RIMSON & CO., INC.·CRD# 5250
BD
December 29, 1982 - March 26, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.·CRD# 5359
BD
February 2, 1982 - December 16, 1982
J. W. WELLER & CO., INC.·CRD# 6106
BD
May 19, 1981 - December 2, 1981
NORBAY SECURITIES INC.·CRD# 5431
BD
September 23, 1980 - October 14, 1986

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Current Firm

HG
HASAN GROWNEY CO. INC.

1ST NEW YORK FINANCIAL CORP. | HASAN GROWNEY CO. INC. | GLASER & COMPANY | CASTLETON-RHODES INC. | ATTILA ASSOCIATES, INC.

CRD#: 17137 / SEC#: 8-35095
BD
Cancelled by SEC on 01/26/1992

Contact Information

Established

Florida since 06/20/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1982About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Feb 1989About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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