Thomas M. Hargrove
Professional summary
Thomas Marion Hargrove is a registered financial professional currently at GULFSTAR GROUP I, LTD. located in Houston, Texas.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1980. Thomas has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Marion Hargrove's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 1991 - Present
GULFSTAR GROUP I, LTD.
Office #1: 700 Louisiana Street Ste 3800, Houston, TX 77002January 1, 1991 - January 11, 1991
UBS FINANCIAL SERVICES INC.
February 6, 1986 - January 1, 1991
ROTAN MOSLE INC.
September 23, 1980 - February 4, 1986
UNDERWOOD, NEUHAUS & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/1996)
(1/5/1996)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GULFSTAR GROUP I, LTD.
CRD#: 28922 / SEC#: , 8-43999
Contact information
FINRA licenses (21 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULFSTAR HOLDINGS, INC. | LIMITED PARTNER | |
| IBC SUBSIDIARY CORPORATION | LIMITED PARTNER | |
| GULFSTAR GROUP GP, LLC | GENERAL PARTNER | |
| LUEDDE, FULLERTON W III | PRESIDENT/CCO/CEO | 3218204 |
Red Flags
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Company Information
GULFSTAR GROUP I, LTD.
CRD#: 28922Houston, TX 77002TRUST BUT VERIFY
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