Jameson C. Duckworth

CAPITAL WEALTH MANAGEMENT

WEST WARWICK, RI 02893

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CRD#: 7161505

Professional summary

Jameson Charles Duckworth, who also goes by Jameson Duckworth, is a registered financial advisor currently at CAPITAL WEALTH MANAGEMENT, LLC located in West Warwick, Rhode Island and OSAIC WEALTH, INC. located in West Warwick, Rhode Island.

Jameson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Jameson has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jameson Duckworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: INSURANCE; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: CONDUCT INSURANCE WICH IS OUT OF THE REGISTERED BRANCH OFFICE; INVESTMENT RELATED: YES; TITLE WITH OBA: AGENT; DUTIES: SELL INSURANCE / ANNUITY PRODUCTS; START DATE: 05/01/2023; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jameson Charles Duckworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2023 - Present

CAPITAL WEALTH MANAGEMENT, LLC

Office #1: 1300 Division Road Suite 203, West Warwick, RI 02893

RIA

CRD#: 157959

WEST WARWICK, RI

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 1300 Division Road Suite 203, West Warwick, RI 02893

RIA

CRD#: 23131

WEST WARWICK, RI

Past

April 11, 2023 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

WEST WARWICK, RI

Past

August 25, 2020 - April 4, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WARWICK, RI

Past

November 4, 2019 - April 4, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

WARWICK, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL WEALTH MANAGEMENT, LLC

CAPITAL WEALTH MANAGEMENT, INC. | CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 157959 / SEC#: 801-76539

RIA

Registered Investment Advisory firm - (5/11/2012 Approved)

Rhode Island

Registered Investment Advisory firm - (5/16/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/23/2024)

Arizona
(8/23/2024)

California
(8/23/2024)

Connecticut
(8/23/2024)

Florida
(8/23/2024)

Maryland
(8/23/2024)

Massachusetts
(8/23/2024)

New York
(8/23/2024)

IAR

Rhode Island
(4/7/2023)

Rhode Island
(8/23/2024)

IAR

Texas
(4/7/2023)

Texas
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/24/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 11/4/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 9/30/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CAPITAL WEALTH MANAGEMENT, LLC

CAPITAL WEALTH MANAGEMENT, INC. | CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 157959 / SEC#: 801-76539

RIA

Registered Investment Advisory firm - (5/11/2012 Approved)

Rhode Island

Registered Investment Advisory firm - (5/16/2012 Terminated)

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Contact information

Main Address

1300 Division Road Suite 203, West Warwick, RI 02893

Mailing Address

Phone number

(401) 885-1060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

08 09 2025 CWM FORM ADV PART 2A AND 2B FINAL (8/8/2025)

Regulatory assets under management

Total Number of Accounts	632
AUM (Assets Under Management)	$ 1,001,028,285

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jameson C. Duckworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jameson Charles Duckworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CAPITAL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2020

Series 63

Date: 11/26/2019

Series 7TO

Date: 2/24/2022

Series 6TO

Date: 11/4/2019

SIE

Date: 9/30/2019

FINRA

Current Firm

CAPITAL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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