Arnold R. Durant
Professional summary
Arnold Reed Durant was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Arnold is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Arnold had worked at 6 firms, which includes TEJAS SECURITIES GROUP INC., PRINCIPAL FINANCIAL SECURITIESINC., DFW CLEARING INC., REPUBLICBANK SECURITIES COMPANY INC., FIDELITY BROKERAGE SERVICES LLC, UNDERWOOD NEUHAUS & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1998 - January 4, 2007
TEJAS SECURITIES GROUP, INC.
March 24, 1988 - January 4, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
April 24, 1987 - March 29, 1988
DFW CLEARING, INC.
May 2, 1986 - April 27, 1987
REPUBLICBANK SECURITIES COMPANY, INC.
October 8, 1982 - April 13, 1984
FIDELITY BROKERAGE SERVICES LLC
September 23, 1980 - February 17, 1982
UNDERWOOD, NEUHAUS & CO., INCORPORATED
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/11/2003
Limited Representative-Equity Trader ExamCurrent Firm
TEJAS SECURITIES GROUP, INC.
CRD#: 36705 / SEC#: , 8-47433
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
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