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Arnold Reed Durant

CRD# 716150·Registered 1980 - 2007
Barred: Arnold Reed Durant was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Arnold Reed Durant was a registered financial advisor. Arnold was a previously registered financial professional and started their career in finance 1980 - 2007. Arnold had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

TEJAS SECURITIES GROUP, INC.·CRD# 36705
BD
Austin, TX
December 3, 1998 - January 4, 2007
PRINCIPAL FINANCIAL SECURITIES,INC.·CRD# 260
BD
Dallas, TX
March 24, 1988 - January 4, 1996
DFW CLEARING, INC.·CRD# 7736
BD
April 24, 1987 - March 29, 1988
REPUBLICBANK SECURITIES COMPANY, INC.·CRD# 16874
BD
May 2, 1986 - April 27, 1987
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
October 8, 1982 - April 13, 1984
UNDERWOOD, NEUHAUS & CO., INCORPORATED·CRD# 839
BD
September 23, 1980 - February 17, 1982

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Current Firm

TS
TEJAS SECURITIES GROUP, INC.

TEJAS SECURITIES GROUP, INC.

CRD#: 36705 / SEC#: 8-47433
BD
Terminated by SEC on 11/29/2014

Contact Information

Established

Texas since 03/02/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TEJAS SECURITIES GROUP HOLDING COMPANYOWNER—
CUCKLER, MICHAEL LEECHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER2139887
RANDOLPH, JOHN SCOTTCEO/DIRECTOR/DIRECTOR OF TRADING1848519
WOLF, MICHAEL CHRISTOPHERDIRECTOR1307998

Disclosures

Regulatory Event

18

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1980About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2003

Series 7 — General Securities Representative Examination

Passed Sep 1980About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Oct 1989About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1987About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 1986About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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