Harold J. Garrecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Joseph Garrecht, who also goes by Harold Joseph Fritz, Fritz Garrecht, Harold J Garrecht, Fritz Harold, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1980. Harold had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 1991 - July 18, 2014
EAST SHORE PARTNERS, INC.
January 2, 1990 - October 21, 1991
GMST WORLD MARKETS, INC.
August 25, 1989 - January 10, 1990
W.J. NOLAN & COMPANY, INC.
November 21, 1988 - September 1, 1989
ROBYNS CAPITAL CORP.
February 12, 1988 - October 4, 1988
HIBBARD BROWN & CO., INC.
November 12, 1985 - January 27, 1988
PRESCOTT, BALL & TURBEN, INC.
September 23, 1980 - February 18, 1986
BRODIS SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAST SHORE PARTNERS, INC.
CRD#: 28999 / SEC#: , 8-44039
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
