Jonathan J. Mark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Jacob Mark was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1980. Jonathan had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 1985 - April 16, 1985
MCG PORTFOLIO MANAGEMENT CORP.
January 28, 1985 - February 15, 1985
MORGAN STANLEY DW INC.
October 19, 1983 - December 20, 1983
FIRST FINANCIAL SECURITIES, INC.
September 25, 1980 - July 14, 1982
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCG PORTFOLIO MANAGEMENT CORP.
CRD#: 7070 / SEC#: , 8-18458
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
