Robert Emmet Cusack Jr
Professional Summary
Robert Emmet Cusack JR is a registered financial advisor currently at CANTON HATHAWAY LLC located in Providence, Rhode Island. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
CANTON HATHAWAY LLC
Contact Information
Main Address
One West Exchange Street Suite 3202, Providence, RI 02903Phone Number
(401) 433-7800# of Employees
5SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
281AUM (Assets Under Management)
$866,119,419Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/30/2025 | Cover Page | Report |
| 01/16/2025 | Cover Page | Report |
| 11/01/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CANTON HATHAWAY LLC
State Registrations and Notice Filings
(3/13/2023)
(1/17/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Dec 1981Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Emmet Cusack JR's CRS (Customer Relationship Summary).
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