Wilfred R. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilfred Robert Morris III, who also goes by Robbie Morris, Wilfred Robert Morris, was a registered financial professional .
Wilfred is a previously registered financial professional and started their career in finance in 2019. Wilfred had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2022 - May 24, 2024
ROOTS FINANCIAL PLANNING
February 4, 2021 - January 6, 2022
ELEVATED CAPITAL ADVISORS, LLC
September 19, 2019 - September 16, 2020
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/19/2019
General Securities Representative ExaminationCurrent Firm
ROOTS FINANCIAL PLANNING
CRD#: 319196 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 58,285 |
Red Flags
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