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BG

Barry J. Gewolb

HUDSONWEST LLC
Denver, CO
Some features on this profile are disabled
CRD#: 7161022
BG

Professional summary

Barry Jordan Gewolb is a registered financial professional currently at HUDSONWEST LLC located in Denver, Colorado.

Barry is registered as a RR (Registered Representative) and started their career in finance in 2020. Barry has worked at 1 firm and has passed the Series 63, Series 7TO, SIE, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Jordan Gewolb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2020 - Present

HUDSONWEST LLC

Office #2: 5038 E 3rd Ave, Denver, CO 80220
BD
CRD#: 304884
Denver, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/12/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 9/30/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/6/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/29/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 10/10/2019
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/20/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HL
HUDSONWEST LLC
HUDSONWEST LLC

CRD#: 304884 / SEC#: , 8-70384

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5038 E 3rd Ave, Denver, CO 80220
Mailing Address
5038 E 3rd Ave, Denver, CO 80220
Phone number
(952) 201-1791
Established
Colorado since 03/19/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIDDLE, FREDERICK JMANAGING MEMBER1675184
GEWOLB, BARRY JORDANCEO, MANAGING MEMBER, CCO7161022
GORTZOUNIAN, NICOLAS VASKENMANAGING MEMBER5831557

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUDSONWEST LLC

CRD#: 304884Denver, CO

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