Robert Gist
Professional summary
Robert Gist was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Robert had worked at 7 firms, which includes RESOURCE HORIZONS GROUP LLC, CENTENNIAL CAPITAL MANAGEMENT INC., CADARET GRANT & CO. INC., NORTH AMERICAN FINANCIAL GROUP INC., KEOGLER MORGAN & COMPANY INC., RAYMOND JAMES & ASSOCIATES INC., THE ROBINSON-HUMPHREY COMPANY LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2001 - December 31, 2011
RESOURCE HORIZONS GROUP LLC
November 14, 1997 - March 13, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
July 1, 1993 - September 26, 1997
CADARET, GRANT & CO., INC.
April 3, 1992 - July 28, 1992
NORTH AMERICAN FINANCIAL GROUP, INC.
August 19, 1991 - August 28, 1991
KEOGLER, MORGAN & COMPANY, INC.
January 14, 1984 - September 17, 1991
RAYMOND JAMES & ASSOCIATES, INC.
September 25, 1980 - December 26, 1983
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RESOURCE HORIZONS GROUP LLC
CRD#: 104368 / SEC#: , 8-52830
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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