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Jackie D. Pevey

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CRD#: 716083
JP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jackie Dean Pevey JR, who also goes by Jack Pevey Jr, was a registered financial professional .

Jackie is a previously registered financial professional and started their career in finance in 1980. Jackie had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jack Pevey Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 1, 1990 - June 1, 1990

FRED MARTIN & CO.

BD
CRD#: 2674
LA JOLLA, CA
Past

March 9, 1989 - November 21, 1989

ADAMS SECURITIES, INC.

BD
CRD#: 16688
Past

October 29, 1986 - March 8, 1989

BRENNAN ROSS SECURITIES, INC.

BD
CRD#: 18363
Past

April 29, 1986 - September 11, 1986

FIRST EAGLE, INC.

BD
CRD#: 16509
Past

September 9, 1985 - May 12, 1986

ROYCE PARK INVESTMENTS, INC.

BD
CRD#: 16539
Past

May 6, 1985 - May 24, 1985

POWER SECURITIES CORPORATION

BD
CRD#: 15527
Past

January 9, 1985 - September 20, 1985

ALLIED CAPITAL GROUP, INC.

BD
CRD#: 13146
Past

November 14, 1984 - October 30, 1985

CHESLEY AND DUNN, INC.

BD
CRD#: 8362
Past

February 21, 1984 - October 26, 1984

GENERAL AMERICAN SECURITIES, INC.

BD
CRD#: 10668
Past

September 30, 1983 - January 19, 1984

GATTINI & CO.

BD
CRD#: 10317
Past

September 9, 1982 - March 31, 1983

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
DALLAS, TX
Past

July 1, 1982 - September 3, 1982

LA JOLLA SECURITIES, INC.

BD
CRD#: 8182
SOLANA BEACH, CA
Past

June 10, 1982 - June 17, 1982

FIRST AFFILIATED SECURITIES, INC.

BD
CRD#: 6871
SAN DIEGO, CA
Past

September 25, 1980 - June 9, 1982

OTC NET INCORPORATED

BD
CRD#: 7756

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/17/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FM
FRED MARTIN & CO.
FRED MARTIN & CO.

CRD#: 2674 / SEC#: , 8-9629

BD
Terminated by FINRA on 05/31/1990
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Contact information


Main Address
Mailing Address
Phone number
Established
Washington since 01/01/1961
Firm type
Sole Proprietorship
Fiscal year end
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FRED MARTIN & CO.

CRD#: 2674

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