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Jackie Dean Pevey Jr

CRD# 716083·Registered 1980 - 1990
Previously Registered: Being a previously registered professional could mean that Jackie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jackie Dean Pevey JR, who also goes by Jack Pevey Jr, was a registered financial advisor. Jackie was a previously registered financial professional and started their career in finance 1980 - 1990. Jackie had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Pevey Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

FRED MARTIN & CO.·CRD# 2674
BD
La Jolla, CA
June 1, 1990 - June 1, 1990
ADAMS SECURITIES, INC.·CRD# 16688
BD
March 9, 1989 - November 21, 1989
BRENNAN ROSS SECURITIES, INC.·CRD# 18363
BD
October 29, 1986 - March 8, 1989
FIRST EAGLE, INC.·CRD# 16509
BD
April 29, 1986 - September 11, 1986
ROYCE PARK INVESTMENTS, INC.·CRD# 16539
BD
September 9, 1985 - May 12, 1986
POWER SECURITIES CORPORATION·CRD# 15527
BD
May 6, 1985 - May 24, 1985
ALLIED CAPITAL GROUP, INC.·CRD# 13146
BD
January 9, 1985 - September 20, 1985
CHESLEY AND DUNN, INC.·CRD# 8362
BD
November 14, 1984 - October 30, 1985
GENERAL AMERICAN SECURITIES, INC.·CRD# 10668
BD
February 21, 1984 - October 26, 1984
GATTINI & CO.·CRD# 10317
BD
September 30, 1983 - January 19, 1984
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
Dallas, TX
September 9, 1982 - March 31, 1983
LA JOLLA SECURITIES, INC.·CRD# 8182
BD
Solana Beach, CA
July 1, 1982 - September 3, 1982
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
San Diego, CA
June 10, 1982 - June 17, 1982
OTC NET INCORPORATED·CRD# 7756
BD
September 25, 1980 - June 9, 1982

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Current Firm

FM
FRED MARTIN & CO.

FRED MARTIN & CO.

CRD#: 2674 / SEC#: 8-9629
BD
Terminated by FINRA on 05/31/1990

Contact Information

Established

Washington since 01/01/1961

Firm Type

Sole Proprietorship

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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