Amy S. King

APFORIA | Financial Advisor

Fallston, MD

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CRD#: 7160782

Professional summary

Amy Susan King, CFP®, who also goes by Amy Susan Caudell, Amy Caudell, Amy King, is a registered financial advisor currently at APFORIA located in Fallston, Maryland.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Amy has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

What are your service offerings?

Investment Planning

Employee and Employer Plan Ben...

Debt Management

Life Transitions

Education Planning

Retirement Planning

Tax Planning

Comprehensive Financial Planni...

Social Security Planning

Are you a "fiduciary"?

Yes

Aliases

Amy Susan Caudell | Amy Caudell | Amy King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Susan King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

October 14, 2024 - Present

APFORIA

RIA

CRD#: 327176

Fallston, MD

Past

February 27, 2023 - December 19, 2024

INSTAR FINANCIAL PLANNING, LLC

RIA

CRD#: 324730

FALLSTON, MD

Past

September 19, 2019 - February 6, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TOWSON, MD

Past

August 27, 2019 - February 6, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TOWSON, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APFORIA

CRD#: 327176 / SEC#: 801-128361

RIA

Registered Investment Advisory firm - (8/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/27/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/5/2019

Securities Industry Essentials Examination

Current Firm

APFORIA

CRD#: 327176 / SEC#: 801-128361

RIA

Registered Investment Advisory firm - (8/2/2023 Approved)

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Contact information

Main Address

582 Lynnhaven Parkway Ste 102, Virginia Beach, VA 23452

Mailing Address

Phone number

(833) 780-2487

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/14/2025)

Regulatory assets under management

Total Number of Accounts	959
AUM (Assets Under Management)	$ 96,324,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Amy S. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Susan King's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTAR FINANCIAL PLANNING, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

APFORIA

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2019

Series 7TO

Date: 8/27/2019

SIE

Date: 8/5/2019

Current Firm

APFORIA

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APFORIA

TRUST BUT VERIFY

Contact information

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