Kenneth A. Nierman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Allen Nierman, CFP® was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1982. Kenneth had worked at 9 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
January 11, 2012 - December 31, 2016
ADVERSITY FINANCIAL PLANNERS, LLC
March 3, 2008 - January 28, 2011
PARK AVENUE SECURITIES LLC
October 26, 2007 - January 28, 2011
PARK AVENUE SECURITIES LLC
October 29, 2002 - October 1, 2007
WADDELL & REED
December 22, 2000 - October 1, 2007
WADDELL & REED
November 15, 1993 - December 31, 1998
AVANTAX INVESTMENT SERVICES, INC.
July 2, 1990 - December 31, 1992
SUNAMERICA SECURITIES, INC.
May 23, 1986 - July 5, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
August 2, 1983 - May 30, 1986
LEHMAN BROTHERS INC.
September 14, 1982 - August 4, 1983
E. F. HUTTON & COMPANY INC
April 5, 1982 - June 9, 1982
OTC NET INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ADVERSITY FINANCIAL PLANNERS, LLC
CRD#: 158850 / SEC#:
Contact information
Red Flags
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