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AJ

Aminaaz S. Jaffer-hussein

ALBERT SECURITIES
Santa Barbara, CA 93101
Some features on this profile are disabled
CRD#: 7160413
AJ

Professional summary

Aminaaz S Jaffer-hussein, who also goes by Aminaaz Shakil Jaffer, Aminaaz Jaffer, is a registered financial professional currently at ALBERT SECURITIES, LLC located in Santa Barbara, California.

Aminaaz is registered as a RR (Registered Representative) and started their career in finance in 2020. Aminaaz has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aminaaz Shakil Jaffer | Aminaaz Jaffer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aminaaz S Jaffer-hussein's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2023 - Present

ALBERT SECURITIES, LLC

Office #1: 126 E Haley St, Suite A2, Santa Barbara, CA 93101
BD
CRD#: 305928
Santa Barbara, CA
Past

February 3, 2021 - June 13, 2022

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
LAKE MARY, FL
Past

June 26, 2020 - January 27, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Lake Mary, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/28/2023)
RR
Florida
(10/28/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 7/6/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/26/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/27/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/4/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALBERT SECURITIES, LLC
ALBERT SECURITIES, LLC

CRD#: 305928 / SEC#: , 8-70459

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
126 E Haley St, Suite A2, Santa Barbara, CA 93101
Mailing Address
440 N Barranca Ave #3801, Covina, CA 91723
Phone number
(805) 465-2674
Established
Delaware since 10/04/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALBERT CORPORATIONOWNER
FRIEDMAN, MICHAEL JCEO & CCO6381659
WALD, COURTNEY LPFO/FINOP7331409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALBERT SECURITIES, LLC

CRD#: 305928Santa Barbara, CA 93101

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