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Varouj M. Markarian

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CRD#: 716038
VM

Professional summary

Varouj Mark Markarian was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Varouj is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Varouj had worked at 9 firms, which includes SEIBT FINANCIAL SERVICES INC, SCHNEIDER SECURITIES INC., ADAMS SECURITIES INC., J. W. GANT & ASSOCIATES INC., MORGAN STANLEY DW INC., QUINN & CO. INC., FIRST FINANCIAL SECURITIES INC., BLINDER ROBINSON & CO. INC., AMERICAN WESTERN SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Varouj Markarian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 9, 1996 - July 15, 1997

SEIBT FINANCIAL SERVICES, INC

BD
CRD#: 23472
LAS VEGAS, NV
Past

January 27, 1993 - December 30, 1993

SEIBT FINANCIAL SERVICES, INC

BD
CRD#: 23472
LAS VEGAS, NV
Past

March 27, 1989 - December 31, 1990

SCHNEIDER SECURITIES, INC.

BD
CRD#: 16434
DENVER, CO
Past

April 19, 1988 - January 26, 1989

ADAMS SECURITIES, INC.

BD
CRD#: 16688
Past

April 5, 1988 - April 21, 1988

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

January 25, 1985 - April 11, 1986

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

October 21, 1983 - January 25, 1985

QUINN & CO., INC.

BD
CRD#: 687
Past

May 2, 1983 - October 11, 1983

FIRST FINANCIAL SECURITIES, INC.

BD
CRD#: 6758
Past

October 19, 1981 - April 21, 1983

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096
Past

September 26, 1980 - June 29, 1981

AMERICAN WESTERN SECURITIES, INC.

BD
CRD#: 7619

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/5/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/1980
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 1/7/1984
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 24
Date: 9/13/1982
General Securities Principal Examination

Current Firm

SF
SEIBT FINANCIAL SERVICES, INC
RESOURCE AND THOMAS, INC. | SEIBT FINANCIAL SERVICES, INC. | SEIBT FINANCIAL SERVICES, INC | SEIBT FINANCIAL SERVICES

CRD#: 23472 / SEC#: , 8-40452

BD
Terminated by SEC on 08/21/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 10/14/1988
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SEIBT ENTERPRISES, INC.OWNER
SEIBT, HANS PETERCHIEF COMPLIANCE OFFICER859839
SEIBT, HANS PETERPRESIDENT859839

Disclosures

Regulatory Event2
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

SEIBT FINANCIAL SERVICES, INC

CRD#: 23472

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