Arnaldo J. Ovalles Dominguez

PRODIGY ASSET MANAGEMENT LLC

Omaha, NE 68154

Some features on this profile are disabled

CRD#: 7160336

Professional summary

Arnaldo Jose Ovalles Dominguez, who also goes by Arnaldo Jose Ovalles, is a registered financial advisor currently at PRODIGY ASSET MANAGEMENT LLC located in Omaha, Nebraska.

Arnaldo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Arnaldo has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arnaldo Jose Ovalles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arnaldo Jose Ovalles Dominguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2019 - Present

PRODIGY ASSET MANAGEMENT LLC

Office #1: 13710 Fnb Parkway, Suite 205, Omaha, NE 68154

RIA

CRD#: 106457

Omaha, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRODIGY ASSET MANAGEMENT LLC

CRD#: 106457 / SEC#: 801-43337

RIA

Registered Investment Advisory firm - (1/25/1993 Approved)

Texas

Registered Investment Advisory firm - (7/8/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(10/17/2019)

IAR

Texas
(10/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PRODIGY ASSET MANAGEMENT LLC

CRD#: 106457 / SEC#: 801-43337

RIA

Registered Investment Advisory firm - (1/25/1993 Approved)

Texas

Registered Investment Advisory firm - (7/8/2002 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13710 Fnb Parkway, Suite 205, Omaha, NE 68154

Mailing Address

Phone number

(402) 493-9875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	253
AUM (Assets Under Management)	$ 2,129,480,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Byron Smith

OSAIC WEALTH, INC.

IAR

OMAHA, NE

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Arnaldo J. Ovalles Dominguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arnaldo Jose Ovalles Dominguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRODIGY ASSET MANAGEMENT LLC

Primary Firm SEC Registration

PRODIGY ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

PRODIGY ASSET MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRODIGY ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors