Larry D. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Dean Rogers II, CFA, who also goes by Dean Rogers, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 2019. Larry had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2023 - February 7, 2024
INTELLIGENCE DRIVEN ADVISERS, LLC
September 22, 2020 - April 5, 2023
SILICON HILLS WEALTH MANAGEMENT
November 21, 2019 - September 8, 2020
TPB WEALTH ADVISORS, LLC
Primary Firm SEC Registration
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589 / SEC#: 801-114418
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589 / SEC#: 801-114418
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 879 |
| AUM (Assets Under Management) | $ 828,210,292 |
Red Flags
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