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MG

Michelle Garcia

VICENTE & PARTNERS LLC
London, W1J 8DU
Some features on this profile are disabled
CRD#: 7160171
MG

Professional summary

Michelle Garcia is a registered financial professional currently at VICENTE & PARTNERS LLC .

Michelle is registered as a RR (Registered Representative) and started their career in finance in 2020. Michelle has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michelle Garcia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2020 - Present

VICENTE & PARTNERS LLC

Office #1: 14 Berkeley Street, London, W1J 8DU
BD
CRD#: 305200
London,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/14/2020)
RR
District of Columbia
(5/29/2020)
RR
Florida
(9/28/2020)
RR
New Jersey
(6/10/2020)
RR
New York
(5/14/2020)
RR
Rhode Island
(9/8/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 2/7/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/10/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/1/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/27/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

V&
VICENTE & PARTNERS LLC
VICENTE & PARTNERS LLC

CRD#: 305200 / SEC#: , 8-70392

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
14 Berkeley Street, London, W1J 8DX
Mailing Address
14 Berkeley Street, London, W1J 8DX
Phone number
+44 203 300 3375
Established
Delaware since 06/28/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VICENTE SEBASTIAN, ALEJANDROPARTNER7166476
GAIDUK, LIDIIAMANAGING PARTNER AND CEO7166462
GARCIA, MICHELLECCO AND PARTNER7160171
BECK, RAFAELFINOP/PFO/POO5718571

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VICENTE & PARTNERS LLC

CRD#: 305200London, W1J 8DU

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