JW
Jeff W. Whaling
SAGESPRING WEALTH PARTNERS
Frisco, TX 75034
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CRD#: 7159594
JW
Professional summary
Jeff Wayne Whaling is a registered financial advisor currently at SAGESPRING WEALTH PARTNERS located in Frisco, Texas.
Jeff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jeff has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Sage Spring Wealth Partners Address: 227 N Loop 1604 E Suite 160, San Antonio, TX, 78232, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: SageSpring Wealth Partners Address: 14855 Blanco Rd Ste 203, San Antonio, TX, 78216-7729, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: Yes Start Date: 02/28/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (3)Name of Business: Vanbridge Address: 227 N. Loop 1604 E Suite 160, San Antonio, TX, 78232, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist client with non-variable insurance (4)Name of Business: Whaling Wealth Team Address: 227 N. Loop 1604 E., San Antonio, TX, 78232, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 04/22/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
CRS (Client Relationship Summary) - RIA
Click below to view Jeff Wayne Whaling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2019 - Present
SAGESPRING WEALTH PARTNERS
Office #1: 2601 Network Blvd Ste 430, Frisco, TX 75034RIA
CRD#: 283515
Frisco, TX
Past
September 23, 2019 - June 25, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
San Antonio, TX
Past
August 23, 2019 - December 19, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
San Antonio, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP
CRD#: 283515 / SEC#: 801-107971
RIA
Registered Investment Advisory firm - (7/6/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(3/24/2023)
IAR
Texas(10/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP
CRD#: 283515 / SEC#: 801-107971
RIA
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Contact information
Main Address
801 Crescent Centre Drive Suite 600, Franklin, TN 37067
Mailing Address
Phone number
(615) 861-6100
Established
Firm type
Fiscal year end
# of Employees
180
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,811 |
| AUM (Assets Under Management) | $ 6,485,071,326 |
Red Flags
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Company Information
SAGESPRING WEALTH PARTNERS
CRD#: 283515Frisco, TX 75034TRUST BUT VERIFY
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