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Henry Moise Strauss

CRD# 715956·Registered 1980 - 2009
Previously Registered: Being a previously registered professional could mean that Henry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Henry Moise Strauss, who also goes by Hank Strauss, Henry M. Strauss, was a registered financial advisor. Henry was a previously registered financial professional and started their career in finance 1980 - 2009. Henry had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hank Strauss, Henry M. Strauss

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

THE QUANTITATIVE GROUP, L.P.·CRD# 136184
RIA
San Antonio, TX
August 27, 2008 - April 28, 2009
WFG ADVISORS, LP·CRD# 125073
RIA
San Antonio, TX
January 31, 2006 - May 1, 2017
WFG INVESTMENTS, INC.·CRD# 22704
BD
San Antonio, TX
January 24, 2006 - May 1, 2017
HILLTOP SECURITIES INC.·CRD# 6220
RIA
San Antonio, TX
November 3, 2004 - January 25, 2006
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
November 3, 2004 - January 25, 2006
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
San Antonio, TX
July 1, 2003 - November 18, 2004
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
July 1, 2003 - November 18, 2004
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
RIA
San Antonio, TX
August 25, 1989 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 25, 1989 - July 1, 2003
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
February 22, 1989 - August 25, 1989
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 23, 1980 - March 4, 1989

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Current Firm

TQ
THE QUANTITATIVE GROUP, L.P.

THE QUANTITATIVE GROUP, L.P. | THE QUANTITATIVE GROUP, LP | THE QUANTITATIVE GROUP. L.P.

CRD#: 136184 / SEC#: 801-64667

Contact Information

Main Address

700 North St. Mary's Suite 800, San Antonio, TX 78205

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1980About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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