Joseph V. Mangone
Professional summary
Joseph V Mangone, CFP®, who also goes by Joseph VIncent Mangone, is a registered financial advisor currently at J. MANGONE CAPITAL MANAGEMENT LLC located in Paradise Valley, Arizona.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Joseph has worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph V Mangone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2011 - Present
J. MANGONE CAPITAL MANAGEMENT LLC
July 28, 2005 - May 7, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - May 7, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 18, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 27, 1995 - April 10, 2001
A. G. EDWARDS & SONS, INC.
January 28, 1995 - March 14, 1995
UBS FINANCIAL SERVICES INC.
August 24, 1990 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
April 16, 1987 - September 17, 1990
LEHMAN BROTHERS INC.
September 23, 1980 - April 24, 1987
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/6/2011)
(9/27/2021)
Exams
Series 15
Date: 3/7/1983
Foreign Currency Options ExaminationCurrent Firm
J. MANGONE CAPITAL MANAGEMENT LLC
CRD#: 157055 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 44,878,000 |
Red Flags
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