Dean R. Loppnow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Robert Loppnow was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1980. Dean had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 1986 - December 8, 1986
GLOBAL INVESTOR SECURITIES, INC.
July 5, 1985 - January 24, 1986
CRESCENT SECURITIES CORPORATION
November 28, 1984 - April 1, 1985
JEFFERIES LLC
March 10, 1983 - May 14, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
September 25, 1980 - January 12, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL INVESTOR SECURITIES, INC.
CRD#: 7514 / SEC#: , 8-21736
Contact information
Documents
Red Flags
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