Katherine J. Layendecker

QATALYST PARTNERS LP

SAN FRANCISCO, CA 94111

Some features on this profile are disabled

CRD#: 7159369

Professional summary

Katherine Jane Layendecker, who also goes by Katherine Layendecker, Katie Layendecker, is a registered financial professional currently at QATALYST PARTNERS LP located in San Francisco, California.

Katherine is registered as a RR (Registered Representative) and started their career in finance in 2019. Katherine has worked at 2 firms and has passed the Series 63, Series 79TO, Series 3, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Katherine Layendecker | Katie Layendecker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katherine Jane Layendecker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2023 - Present

QATALYST PARTNERS LP

Office #1: 3 Embarcadero Center Suite 1500, San Francisco, CA 94111Office #2: 3 Embarcadero Center Suite 1500, San Francisco, CA 94111

CRD#: 147251

SAN FRANCISCO, CA

Past

July 19, 2022 - September 8, 2022

QATALYST PARTNERS LP

CRD#: 147251

SAN FRANCISCO, CA

Past

September 3, 2019 - July 23, 2021

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/13/2023)

Exams

State Security Law Exam

Series 63

Date: 9/16/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 7/24/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 3

Date: 10/8/2019

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 9/3/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/23/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

QATALYST PARTNERS LP

CRD#: 147251 / SEC#: , 8-67887

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 Embarcadero Center Suite 1500, San Francisco, CA 94111

Mailing Address

3 Embarcadero Center Suite 1500, San Francisco, CA 94111

Phone number

(415) 844-7700

Established

Delaware since 12/12/2007

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
QATALYST GROUP LP	LIMITED PARTNER
BOUTROS, GEORGE FOUAD	CHIEF EXECUTIVE OFFICER	1567861
DILULLO, JASON A	PRESIDENT	2378805
PALMER, SALLY GRACE	CHIEF COMPLIANCE OFFICER	1524061
QATALYST MANAGEMENT LLC	GENERAL PARTNER
QUATTRONE, FRANK PETER	EXECUTIVE CHAIRMAN	1312126
TAN, MICHAEL JEN-KAI	FINOP/CHIEF FINANCIAL OFFICER	6014199

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

Jason Fang

TERRAFIRMA WEALTH PARTNERS

IAR

WALNUT CREEK, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Katherine J. Layendecker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katherine Jane Layendecker's CRS (Customer Relationship Summary).

Certified licenses

Experience

QATALYST PARTNERS LP

BLACKROCK INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/2019

Series 79TO

Date: 7/24/2023

Series 3

Date: 10/8/2019

Series 7TO

Date: 9/3/2019

SIE

Date: 7/23/2019

FINRA

Current Firm

QATALYST PARTNERS LP

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

QATALYST PARTNERS LP

TRUST BUT VERIFY

Similar Advisors